Checklist to audit clauses of ISO 45001.pdf

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ISO 45001:2018 Audit Check List
Method · October 2018
DOI: 10.13140/RG.2.2.35305.95844
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ISO 45001:2018 Checklist
Page 1 of 16
Company:
Department:
Completed by Date completed
4. Context of the organisation
4.1 Understanding the organisation and its context
Clause ISO 45001:2018 Requirements
Reference in your
system
verification
Area of
concern?
4.1 Have you determined external and internal issues that are
relevant to your purpose and your strategic direction and
that affect your ability to achieve the intended outcomes of
your Occupational Health and Safety Management System?
Yes/No
How do you monitor and review information about these
external and internal issues?
Yes/No
Additional Notes:
4.2 Understanding the needs and expectations of workers and other interested parties
Reference in your
system
verification
Area of
concern?
4.2 Have you determined the following:
a) the interested parties in addition to workers that are
relevant to the Occupational Health and Safety
Management System?
Yes/No
b) the needs and expectations of these interested parties
that are relevant to the Occupational Health and Safety
Management System?
Yes/No
c) which of these needs and expectations are, or could
become legal requirements and other requirements?
Yes/No
How do you monitor and review information about these
interested parties and their relevant needs and
expectations?
Yes/No
Additional Notes:
4.3 Determining the scope of the OH&S management system
Reference in your
system
verification
Area of
concern?
4.3 Have you determined the boundaries and applicability of the
OH&S management system to establish your scope?
Yes/No
When determining the scope of the OH&S management system how did you consider:
a) the external and internal issues referred to in 4.1? Yes/No
b) the requirements of relevant interested parties referred
to in 4.2?
Yes/No
c) take into account the planned or performed work
related activities?
Yes/No
Is the scope available as documented information? Yes/No
Additional Notes:
4.4 OH&S Management System
Reference in your
system
Auditor
verification
Area of
concern?
4.4 Have you implemented and have the system in place to
maintain and continually improve your OH&S management
system, including the processes needed and their
interactions, in accordance with the requirements of ISO
45001?
Yes/No
Additional Notes:

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5. Leadership
5.1 Leadership and commitment
Reference in your
system
verification
Area of
concern?
5.1
How does Top Management demonstrate leadership and commitment with respect to the OH&S management
system:
a) taking overall responsibility and accountability for the
prevention of work related injury and ill health, as well
as the provision of safe and healthy workplaces and
activities?
Yes/No
b) ensuring that the OH&S policy and related OH&S
objectives are established for the OH&S management
system and are compatible with the strategic direction
of the organization?
Yes/No
c) ensuring the integration of the OH&S management
system requirements into the organization’s business
processes?
Yes/No
d) ensuring that the resources needed for the OH&S
management system are available?
Yes/No
e) communicating the importance of effective OH&S
management and of conforming to the OH&S
management system requirements?
Yes/No
f) ensuring that the OH&S management system achieves
its intended outcomes?
Yes/No
g) directing and supporting workers to contribute to the
effectiveness of the OH&S management system?
Yes/No
h) ensuring and promoting continual improvement? Yes/No
i) supporting other relevant management roles to
demonstrate their leadership as it applies to their areas
of responsibility?
Yes/No
j) developing, leading and promoting a culture in the
organisation that supports the intended outcomes of
the OH&S management system?
Yes/No
k) protecting workers from reprisals when reporting
incidents, hazards, risks and opportunities?
Yes/No
l) ensuring the organisation establishes and implements a
process(es) for consultation and participation of
workers?
Yes/No
m) supporting the establishment and functioning of health
and safety committee?
Yes/No
Additional notes:
5.2 OH&S Policy
Reference in your
system
verification
Area of
concern?
5.2
Have top management established, implemented and maintained a OH&S policy that:
a) includes a commitment to provide safe and healthy
working conditions for the prevention of work related
injury and ill health and is appropriate to the purpose,
size and context of the organisation and to the specific
nature of its OH&S risks and opportunities?
Yes/No
b) provides a framework for setting OH&S objectives? Yes/No
c) includes a commitment to fulfil legal requirements and
other requirements?
Yes/No
d) Includes a commitment to eliminate hazards and
reduce OH&S risks?
Yes/No
e) includes commitment to continual improvement of the
OH&S management system?
Yes/No
f) includes a commitment to consultation and
participation of workers, and , where they exist workers
representative?
Yes/No
Is the OH&S policy Yes/No

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 available as documented information
 communicated within the organisation
 available to interested parties
 relevant and appropriate?
Additional Notes:
5.3 Organisational roles, responsibilities and authorities
Reference in your
system
verification
Area of
concern?
5.3
Does top management ensure that the responsibilities and
authorities for relevant roles within the OH&S management
system are assigned, available as documented information,
communicated and understood at all levels within the
organization?
Yes/No
Do workers assume responsibility for those aspects of the
OH&S management system for which they have control?
Yes/No
Has top management assigned the responsibility and authority for:
a) ensuring that the OH&S management system conforms
to the requirements of ISO 45001?
Yes/No
b) reporting on the performance of the OH&S
management system to top management?
Yes/No
Additional Notes:
5.4 Consultation and of workers
5.4
Has your organisation established, implemented and
maintained a process (es) for consultation and participation
of workers at all applicable levels and functions, and where
they exist, workers representatives, in the development,
performance evaluation and actions for improvement of the
OH&S system?
Yes/No
Does the organisation:
a. provide mechanisms, time, training and resources
necessary for consultation and participation?
Yes/No
b. provide timely access to clear, understandable and
relevant information about the OS&H management
system?
Yes/No
c. determine and remove obstacles or barriers to
participation and minimise those that cannot be
removed?
Yes/No
d. emphasize the consultation of non-managerial workers
on the following:
1. determining the needs and expectations of
interested parties?
2. establishing the OH&S policy?
3. assigning organisational roles, responsibilities and
authorities, as applicable?
4. determining how to fulfil legal and other
requirements?
5. establish and plan to achieve OH&S objectives?
6. determining applicable controls for outsourcing,
procurement and contractors?
7. determining what needs to be monitored,
measured and evaluated?
8. planning, establishing, implementing and
maintaining an audit programme?
9. ensuring continual improvement?
Yes/No
e. emphasize participation of non-managerial workers in
the following:
1. determining the mechanisms for their consultation
and participation?
2. identifying hazards and assessing risks and
Yes/No

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opportunities?
3. determining actions to eliminate hazards and
reduce OH&S risks?
4. determining competence requirements, training
needs, training and evaluating training?
5. determining what needs to be communicated and
how it is to be done?
6. determining control measures and their effective
implementation and use?
7. investing incidents and nonconformities and
determine corrective action?
Additional Notes:
6. Planning
6.1 Actions to address risks and opportunities
6.1.1 General
Reference in your
system
verification
Area of
concern?
6.1.1
When planning for the OH&S management system, have you considered the issues referred to in 4.1 and the
requirements referred to in 4.2 and 4.3 and determined the risks and opportunities that need to be addressed to:
a) give assurance that the OH&S management system can
achieve its intended outcomes?
Yes/No
b) prevent, or reduce, undesired effects? Yes/No
c) achieve continual improvement? Yes/No
When determining the risks and opportunities for the OH&S
management system and its intended outcome has the
organisation taken into account:
 hazards
 OH&S risks and other risks
 OH&S opportunities and other opportunities
 Legal and other requirements?
Yes/No
Has your organization in its planning process determined
and assessed the risks and opportunities relevant to the
intended outcomes of the OH&S system associated with
planned changes permanent or temporary before the
change is implemented?
Yes/No
Does your organization maintain documented information
on:
 risks and opportunities?
 the process and actions needed to determine and
address its risks and opportunities to the extent
necessary to have confidence that they are carried
out as planned?
Yes/No
Additional Notes:
6.1.2 Hazards identification and assessment of risks and opportunities
6.1.2.1 Hazard identification
Reference in your
system
verification
Area of
concern?
6.1.2.1
Has the organisation established, implemented and maintained a process(s) for hazard identification that is ongoing
and proactive? Do the processes take into account, but not be limited to:
a) how work is organised, social factors(including
workload, work hours, victimization, harassment and
bullying) leadership and the culture of the
organisation?
Yes/No
b) routine and non-routine activities and situations,
including hazards arising from:
1. infrastructure, equipment, materials, substances
and the physical conditions of the workplace?
2. product and service design, research,
Yes/No

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development, testing, production, assembly,
construction, service delivery, maintenance and
disposal?
3. human factors?
4. how work is performed?
c) past relevant incidents, internal or external to the
organisation, including emergencies, and there causes?
Yes/No
d) potential emergency situations? Yes/No
e) people, including consideration off:
1. those with access to the workplace and their
activities, including workers, contractors, visitors
and other persons?
2. those in the vicinity of the workplace who can be
affected by the activities of the organisation?
3. workers at a location not under the direct control
of the organisation?
Yes/No
f) other issues, including consideration of:
1. the design of work areas, processes, installations,
machinery/equipment, operating procedures and
work organisation, including their adaptation to
the needs and capabilities of the workers
involved?
2. situations occurring in the vicinity of the workplace
caused by work-related activities under the control
3. Situations not controlled by the organisation and
occurring in the vicinity of the workplace that can
cause injury and ill health to persons in the
workplace?
Yes/No
g) actual or proposed changes in organisation, operations,
processes, activities and the OH&S management
system?
Yes/No
h) changes in knowledge of, and information about,
hazards?
Yes/No
Additional Notes:
6.1.2.2 Assessment of OH&S risks and other risks to the OH&S management stem
Reference in your
system
verification
Area of
concern?
6.1.2.2
Has the organisation established implemented and maintained a process to:
a) assess OH&S risks from the identified hazards, while
taking into account the effectiveness of existing
controls?
Yes/No
b) determine and assess the other risks related to the
establishment, implementation, operation and
maintenance of the OH&S management system?
Yes/No
Has the organisation’s methodologies and criteria for the
assessment of OH&S risks been defined with respect to the
scope, nature and timing to ensure they are proactive rather
than reactive and are used in a systematic way?
Yes/No
Does the organisation maintain and retain documented
information on the methodologies and criteria?
Yes/No
Additional Notes:
6.1.2.3 Assessment of OH&S opportunities and other opportunities for the OH&S management system
Reference in your
system
verification
Area of
concern?
6.1.2.3
Have the organisation established, implemented and maintained processes to assess:
a) OH&S opportunities to enhance OH&S performance,
while taking into account planned changes to the
organisation, its policies, its processes and its activities
and:
Yes/No

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1. opportunities to adapt work, work organisation
and work environment to workers?
2. Opportunities to eliminate hazards and reduce
OH&S risks?
b) Other opportunities for improving the OH&S system? Yes/No
Additional Notes:
6.1.3 Determination of legal requirements and other requirements
Reference in your
system
verification
Area of
concern?
6.1.3
Has the organisation established, implemented and maintained processes to:
a) determine and have access to up to date legal
requirements and other requirements that are
applicable to the hazards, OH&S risks and OH&S
management system?
Yes/No
b) determine how these legal requirements and other
requirements apply to the organisation and what needs
to be communicated?
Yes/No
c) take legal and other requirements into account when
establishing implementing, maintaining and continually
improving its OH&S management system?
Yes/No
Does the organisation maintain and retain information on its
legal and other requirements?
Yes/No
How does the organisation ensure its legal requirements are
up to date and reflect any changes?
Yes/No
Additional Notes:
6.1.4 Planning Action
Reference in your
system
verification
Area of
concern?
6.1.4
Does the organisations plan include:
a) Actions to address these risks and opportunities,
address legal and other requirements and prepare for
and respond to emergency situations?
Yes/No
b) How to integrate and implement the actions into its
OH&S management system processes or other business
processes?
Yes/No
Has the organisation taken into account the hierarchy of
controls and outputs and outputs from OH&S management
system when planning to take action?
Yes/No
Does the organisation take into account best practice,
technological options and financial, operational and business
requirements when planning its actions?
Yes/No
Additional Notes:
6.2 OH&S objectives and planning to achieve them
Reference in your
system
verification
Area of
concern?
6.2.1
Has your organization established OH&S objectives at
relevant functions, levels that are needed to maintain and
continually improve the OH&S management system?
Tion Yes/No
Are the OH&S objectives:
a) consistent with the OH&S policy? Yes/No
b) measurable or capable of performance evaluation? Yes/No
c) take into account applicable requirements, the results
of the assessment of risks and opportunities and the
results of consultation with worker and workers
representatives?
Yes/No

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d) monitored? Yes/No
e) communicated? Yes/No
f) updated as appropriate? Yes/No
Do you maintain and retain documented information on the
OH&S objectives?
Yes/No
6.2.2
When planning how to achieve your OH&S objectives, has your organization determined:
a) What will be done? Yes/No
b) What resources will be required? Yes/No
c) Who will be responsible? Yes/No
d) When it will be completed? Yes/No
e) How the results will be evaluated including indicators
for monitoring?
Yes/No
f) How the actions to achieve OH&S objectives will be
integrated into the organisations business processes?
Yes/No
Do you maintain and retain documented information on the
OH&S plans?
Yes/No
Additional Notes:
7. Support
7.1 Resources
Reference in your
system
verification
Area of
concern?
7.1.
Has your organization determined and provided the
resources needed for the establishment, implementation,
maintenance and continual improvement of the OH&S
management system?
Yes/No
Additional Notes:
7.2 Competence
Reference in your
system
verification
Area of
concern?
7.2
Has your organization:
a) determined the necessary competence of workers that
affects the performance and effectiveness of the OH&S
management system?
Yes/No
b) ensured that these workers are competent (including
the ability to identify hazards)on the basis of
appropriate education, training, or experience?
Yes/No
c) where applicable, taken actions to acquire and maintain
the necessary competence, and evaluated the
effectiveness of the actions taken?
Yes/No
d) retained appropriate documented information as
evidence of competence?
Yes/No
Additional Notes:
7.3 Awareness
Reference in your
system
verification
Area of
concern?
7.3
How does the organization ensure that workers are aware of:
a) the OH&S and objectives policy? Yes/No
b) their contribution to the effectiveness of the OH&S
system including the benefits of improved OH&S
performance?
Yes/No
c) the implications of not conforming to the OH&S
management system requirements?
Yes/No
d) Incidents and the outcomes of investigations that are
relevant to them?
Yes/No
e) hazards, OH&S risks and actions determined that are
relevant to them?
Yes/No

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f) the ability to remove themselves from work situations
that they consider present an imminent and serious
danger to their life or health, as well as the
arrangements for protecting them from undue
consequences for doing so?
Yes/No
Additional Notes:
7.4 Communication
7.4.1 General
Reference in your
system
verification
Area of
concern?
7.4.1
How have you determined the internal and external communications relevant to the OH&S management system,
including:
a) 0n what it will communicate? Yes/No
b) when to communicate? Yes/No
c) with whom to communicate:
1. Internally among the various levels and functions
2. Among contractors and visitors to the workplace?
3. Among other interested parties?
Yes/No
d) how to communicate? Yes/No
How does the organisation take into account diversity
(Gender, language, culture, literacy, disability) aspects when
considering communication needs?
Yes/No
How are the views of interested parties considered in
establishing communication processes?
Yes/No
In establishing communication processes has legal and other
requirements been taken into account and that the
information is consistent with other information generated
from the system and reliable?
Yes/No
Who responds to relevant communications on its OH&S
management system?
Yes/No
In what form is documented information retained as
evidence of communications?
Yes/No
Additional Notes:
7.4.2 Internal communication
Reference in your
system
verification
Area of
concern?
7.4.2
Has the organisation ensured that:
a) Internally communicated information is relevant to the
OH&S management system among various levels and
functions of the organisation. Does it include changes
to the OH&S management system?
Yes/No
b) Workers are able to contribute to continual
improvement?
Yes/No
Additional Notes:
7.4.3 External communication
Reference in your
system
verification
Area of
concern?
Has the company got an external communication process? Yes/No
How does external communication of OH&S information
take into account legal and other requirements?
Yes/No
Additional Notes:
7.5 Documented information
Reference in your
system
verification
Area of
concern?
7.5.1
Does your organization’s OH&S management system include:
a) documented information required by ISO45001? Yes/No

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b) documented information determined by the
organization as being necessary for the effectiveness of
the OH&S management system?
Yes/No
7.5.2
When creating and updating documented information, how does your organization ensure appropriate:
a) identification and description (e.g. a title, date, author,
or reference number)?
Yes/No
b) format (e.g. language, software version, graphics) and
media (e.g. paper, electronic)?
Yes/No
c) review and approval for suitability and adequacy? Yes/No
7.5.3
How do you ensure documented information required by your OH&S management system and by ISO45001 is
controlled to ensure:
a) it is available and suitable for use, where and when it is
needed?
Yes/No
b) it is adequately protected (e.g. from loss of
confidentiality, improper use, or loss of integrity)?
Yes/No
7.5.3.2
For the control of documented information, how does your organization address the following activities, as
applicable:
a) distribution, access, retrieval and use? Yes/No
b) storage and preservation, including preservation of
legibility?
Yes/No
c) control of changes (e.g. version control)? Yes/No
d) retention and disposition? Yes/No
How do you ensure documented information of external
origin is identified and controlled?
Yes/No
Additional Notes:
8. Operation
8.1 Operational planning and control
8.1.1 General
Reference in your
system
verification
Area of
concern?
8.1.1
Does your organization plan, implement and control the processes (see 4.4) needed to meet the requirements of the
OH&S management system and to implement the actions determined in Clause 6 by:
a) establishing criteria for the processes? Yes/No
b) implementing control of the processes in accordance
with the criteria?
Yes/No
c) maintaining and keeping documented information to
the extent necessary to have confidence that processes
are being carried out as planned?
Yes/No
d) adapting to workers? Yes/No
How does your organization coordinate the relevant parts of
OH&S management system with other organisations in
multi-employer situations?
Yes/No
How does your organization ensure that outsourced
processes are controlled (see 8.4)?
Yes/No
Additional Notes:
8.1.2 Eliminating hazards and reducing OH&S risks
Reference in your
system
verification
Area of
concern?
8.1.2
Has the organisation established, implemented and maintained processes for the elimination of hazards and
reduction of OH&S risks using the following hierarchy of controls:
a) eliminate the hazard? Yes/No
b) substitute with less hazardous process, operations,
materials or equipment?
Yes/No
c) use engineering controls and reorganisation of work? Yes/No
d) use administration controls, including training? Yes/No
e) use adequate personal protective equipment? Yes/No
Additional Notes:

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8.1.3 Management of change
Reference in your
system
verification
Area of
concern?
8.1.3
Has the organisation established processes for the implementation and control of planned temporary and
permanent changes that impact performance including:
a) new products, services and processes, or changes to
existing products, services and processes, including:
 workplace locations and surroundings?
 working organisation?
 working conditions?
 Equipment?
 work force?
Yes/No
b) changes to legal requirements and other requirements? Yes/No
c) changes to knowledge or information about hazards
and OH&S risks?
Yes/No
d) developments in Knowledge and technology? Yes/No
Does the organisation review the consequences of
unintended changes, taking action to mitigate any adverse
effects, as necessary?
Yes/No
Additional Notes:
8.1.4 Procurement
Reference in your
system
verification
Area of
concern?
8.1.4.1
Has the organisation established, implemented and
maintained processes to control the procurement of
products and services in order to ensure their conformity to
its OH&S management system?
Yes/No
8.1.4.2
Does the organisation coordinate its procurement processes with its contractors, in order to identify hazards and
assess and control the OH&S risks arising from:
a) the contractors’ activities and operations that
impact the organisation?
Yes/No
b) the organisation’s activities and operations that
impact the contractors workers?
Yes/No
c) the contractors’ activities and operations that
impact other interested parties in the workplace?
Yes/No
How does the organisation ensure that the requirements of
its OH&S management system are met by contractors and
their workers?
Yes/No
Does the organisations procurement processes define and
apply occupational health and safety criteria for the
selection of contractors?
Yes/No
8.1.4.3
How does the organisation ensure outsourced functions and
processes are controlled?
Yes/No
Does the organisation ensure that its outsourcing
arrangements are consistent with legal requirements and
other requirements and with achieving the intended
outcomes of the OH&S management system?
Yes/No
Has the type and degree of control to be applied to these
functions and processes been defined within the OH&S
management system?
Yes/No
Additional Notes:

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8.2 Emergency preparation and response
Reference in your
system
verification
Area of
concern?
8.2
Has the organisation established , implemented and maintained the processes needed to prepare for and respond to
potential emergency situations identified in 6.1.2.1 and do they include:
a) establishing a planned response to emergency
situations including provision of first aid?
Yes/No
b) providing training for the planned response? Yes/No
c) periodically testing and exercising the planned response
capability?
Yes/No
d) evaluating performance and as necessary, revising the
planned response, including after testing and in
particular after the occurrence of an emergency
situation?
Yes/No
e) communicating and providing relevant information to
all workers on their duties and responsibilities?
Yes/No
f) communicating relevant information to contractors,
visitors, emergency response services, government
authorities, and as appropriate local community?
Yes/No
g) taking into account the needs and capabilities of all
relevant interested parties and ensuring their
involvement, as appropriate, in the development of the
planned response?
Yes/No
Has the organisation maintained documented information
on the process and on the plans for responding to potential
emergency situations?
Yes/No
Additional Notes:
9. Performance evaluation
9.1 Monitoring, measurement, analysis and evaluation
9.1.1 General
Reference in your
system
VERIFICATION
Area of
concern?
9.1.1
The organisation shall establish, implement and maintain processes for monitoring, measurement analysis and
performance evaluation. How does your organization determine:
a) What needs to be monitored and measured:
1. the extent to which legal requirements and other
requirements are met?
2. its activities and operations related to identified
hazards, risks, and opportunities?
3. progress towards achieving OH&S objective?
4. effectiveness of operational and other controls?
Yes/No
b) the methods for monitoring, measurement, analysis
and performance evaluation needed to ensure valid
results?
Yes/No
c) the criteria against which the organisation will evaluate
its OH&S performance?
d) when the monitoring and measuring shall be
performed?
Yes/No
e) when the results from monitoring and measurement
shall be analysed and evaluated and communicated?
Yes/No
How does your organization evaluate the performance and
the effectiveness of the OH&S management system?
Yes/No
How does the organisation ensure that monitoring and
measuring equipment is calibrated or verified as applicable,
and used and maintained as appropriate?
Yes/No
In what form does your organization retain appropriate
documented information as evidence of the monitoring,
measurement, analysis and performance evaluation and
maintenance, calibration or verification of measuring
equipment?
Yes/No
Additional Notes:

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9.1.2 Evaluation of compliance
Reference in your
system
VERIFICATION
Area of
concern?
9.1.2
How does your organization establish implement and
maintain processes for evaluating compliance with legal and
other requirements?
Yes/No
Does the evaluation include:
a) determining the frequency and method(s) for the
evaluation of compliance?
Yes/No
b) evaluate compliance and take action if needed? Yes/No
c) maintaining knowledge and understanding of its
compliance status with legal requirements and other
requirements?
Yes/No
d) retaining documented information of the compliance
evaluation results?
Yes/No
Additional Notes:
9.2 Internal audit
9.2.1 General
Reference in your
system
VERIFICATION
Area of
concern?
9.2.1
Does your organization conduct internal audits at planned intervals to provide information on whether the OH&S
management system:
a) Conforms to:
1. the organization’s own requirements for its OH&S
management system, including policy and
objectives?
2. the requirements of this International Standard?
Yes/No
b) Is effectively implemented and maintained? Yes/No
Additional Notes:
9.2.2 Internal audit programme
Reference in your
system
VERIFICATION
Area of
concern?
9.2.2
Does your organization:
a) plan, establish, implement and maintain an audit
programme(s) including the frequency, methods,
responsibilities, planning requirements and reporting,
which shall take into consideration the importance of
the processes concerned, and the results of previous
audits?
Yes/No
b) define the audit criteria and scope for each audit? Yes/No
c) select auditors and conduct audits to ensure objectivity
and the impartiality of the audit process?
Yes/No
d) ensure that the results of the audits are reported to
relevant management; ensure results of internal audits
are reported to workers and where they exist, workers
representatives, and other relevant interested parties?
Yes/No
e) take action to address nonconformity and continually
improve its OH&S audit programme and the audit
results?
Yes/No
f) retain documented information as evidence of the
implementation of the audit programme and the audit
results?
Yes/No
Additional Notes:

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9.3 Management review
Reference in your
system
VERIFICATION
Area of
concern?
9.3
ISO 45001 requires “Top management shall review the
organization’s OH&S management system, at planned
intervals, to ensure its continuing suitability, adequacy,
effectiveness”. What format does this review(s) take?
Yes/No
Is your organizations management review planned and carried out taking into consideration:
a) The status of actions from previous management
reviews?
Yes/No
b) Changes in external and internal issues that are
relevant to the OH&S management system including:
1. Needs and expectations of interested parties?
2. Legal requirements and other requirements?
3. Risks and opportunities?
Yes/No
c) The extent to which OH&S policy and objectives have
been met?
Yes/No
d) Information on the OH&S performance, including
1. Incidents nonconformities and corrective actions
and continual improvement?
2. Monitoring and measurement results?
3. Results of evaluation of compliance with legal
requirements other requirements?
4. Audit results?
5. Consultation and participation of workers?
6. Risks and opportunities?
Yes/No
e) Adequacy of resources for maintaining an effective
OH&S system?
Yes/No
f) Relevant communication with interested parties? Yes/No
g) Opportunities for continual improvement? Yes/No
Do the outputs of the management review include decisions and actions related to:
 The continuing suitability, adequacy, and effectiveness
in achieving the intended outcomes?
Yes/No
 Continual improvement opportunities? Yes/No
 Any need for changes to the OH&S management
system?
Yes/No
 Resource needs? Yes/No
 Actions needed? Yes/No
 Opportunities to improve integration of the OH&S
system with other business processes?
Yes/No
 Any implications for the strategic direction of the
organisation?
Yes/No
How are the relevant outputs from management review
communicated to workers and where they exist workers
representatives?
Yes/No
In what form does your organization retain documented
information as evidence of the results of management
reviews?
Yes/No
Additional Notes:
10. Improvement
10.1 General
Clause I ISO 45001:2018 Requirements
Reference in your
system
VERIFICATION
Area of
concern?
10.1
How do you determine and select opportunities for
improvement and implement any necessary actions to
achieve intended outcomes of your OH&S management
system?
Yes/No
Additional Notes:

of 16
10.2 Incident, nonconformity and corrective action
Reference in your
system
VERIFICATION
Area of
concern?
10.2.
When an incident or nonconformity occurs, how does your organization:
a) React in a timely manner to the incident or
nonconformity and, as applicable:
1) Take action to control and correct it?
2) Deal with the consequences?
Yes/No
b) Evaluate, with the participation of workers and the
involvement of other relevant interested parties, the
need for corrective action to eliminate the root cause(s)
of the incident or nonconformity, in order that it does
not recur or occur elsewhere, by:
1) investigating the incident or reviewing the
nonconformity?
2) determining the causes of the incident or
nonconformity?
3) determining if similar incidents have occurred, if
nonconformities exist, or if could potentially occur?
Yes/No
c) review existing assessments of OH&S risks and other
risks, as appropriate?
Yes/No
d) determine and implement any action needed, including
corrective action, in accordance with the hierarchy of
controls and the management of change?
Yes/No
e) assess OH&S risks and that relate to new or changed
hazards, prior to taking action?
Yes/No
f) review the effectiveness of any action taken, including
corrective action?
Yes/No
g) make changes to the OH&S management system, if
necessary?
Yes/No
Does your organization take corrective actions appropriate
to the effects or potential effects of the incidents or
nonconformities encountered?
Yes/No
In what form does your organization retain documented information evidence of:
a) the nature of the incidents or nonconformities and any
subsequent actions taken?
Yes/No
b) the results of any action and corrective action including
their effectiveness?
Yes/No
How is this information communicated to relevant workers,
and, where applicable, workers representatives, and other
interested parties?
Yes/No
Additional Notes:
10.3 Continual improvement
Reference in your
system
VERIFICATION
Area of
concern?
10.3
How does your organization continually improve the
suitability, adequacy and effectiveness of the OH&S
management system?
Yes/No
How does your organization:
a) enhance OH&S performance? Yes/No
b) promote a culture that supports the OH&S
management system?
Yes/No
c) promote the participation of workers in implementing
actions for continual improvement of the OH&S
management system?
Yes/No
d) communicating the results of continual improvement
workers and if appropriate workers representatives?
Yes/No
e) maintain and retain documented information as
evidence of continual improvement?
Yes/No
Additional Notes:
endix A – Comparison Table – ISO45001 vs OHSAS18001

of 16
ISO45001:2018 OHSAS 18001:2007
4 Context of the Organisation
4.1 Understanding the organisation and its context
No Equivalent
4.2 Understanding the needs and expectations of
workers and other interested parties
No Equivalent
4.3 Determining the scope of the OH&S Management
System
4.1 General Requirements
4.4 OH&S Management system 4.1 General Requirements
5 Leadership and Worker Participation
5.1 Leadership and commitment
4.4.1 Resources, roles, responsibility, accountability
and authority
5.2 OH&S Policy 4.2 OH&S Policy
5.3 Organisational Roles, responsibilities and
authorities
4.4.3.2 Participation and consultation
5.4 Consultation and participation of workers 4.4.1 Resources, roles, responsibility, accountability
and authority
6 Planning
6.1 Actions to address risk and opportunities
6.1.1 General
No Equivalent
6.1.2 Hazard identification and assessment of risks and
opportunities
6.1.2.1 Hazard identification
4.3.1 Hazard identification, risk assessment and
determining controls
6.1.2.2 Assessment of OH&S risks and other risks to
the OH&S system
determining controls
6.1.2.3 Assessment of OH&S opportunities and other
opportunities
No Equivalent
6.1.3 Determination of legal requirements and other
requirements
4.3.2 Legal and other requirements
6.1.4 Planning action No Equivalent
6.2 OH&S objectives and planning to achieve them
6.2.1 OH&S Objectives
4.3.3 Objectives and programme(s)
6.2.2 Planning to achieve the OH&S objectives 4.3.3 Objectives and programme(s)
7 Support
7.1 Resources
4.4.1 Resources, roles, responsibility, accountability
and authorities
7.2 Competence
7.3 Awareness
4.4.2 Competence, training and awareness
7.4 Communication
7.4.1 General
7.4.2 Internal Communication
7.4.3. External Communication
4.4.3 Communication, participation and consultation
4.4.3.1 Communication
No Equivalent No Equivalent
7.5 Documented Information
7.5.1 General
7.5.2 Creating and updating
7.5.3 Control of documented information
4.4.4 Documentation
4.4.5 Control of Documents
4.5.4 Control of Records
8 Operation
8.1 Operational planning and control
8.1.1 General
8.2.2 Elimination hazards and reducing OH&S risks
4.4 Implementation and operation
4.4.6 Operational Control
determining control
8.1.3 Management of change
8.1.4 Procurement
8.1.4.1 General
determining control
4.4.6 Operational control

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8.1.4.2 Contractors
8.1.4.3 Outsourcing
8.2 Emergency preparedness and response 4.4.7 Emergency preparedness and response
9 Performance Evaluation
9.1 Monitoring, measurement, analysis and
performance evaluation
9.1.1 General
4.5.1 Performance measurement and monitoring
9.1.2 Evaluation of Compliance 5.5.2 Evaluation of compliance
9.2 Internal Audit
9.2.1 General
9.2.2 Internal Programme
4.5.5 Internal Audit
9.3 Management Review 4.6 Management Review
10 Improvement
10.2 Incident, nonconformity and corrective action
4.5.3.1 Incident investigation
4.5.3.2 Nonconformity corrective action and
preventive action
10.3 Improvement 4.2 OH&S Policy
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